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Southlake Capital Advisors, Inc.
Southlake, Texas
P.O. Box 92818 , 76092


Contact:  Richard Sandow
Southlake Capital Advisors, Inc.
817-329-5950 Or Toll Free
rsandow@southcap.net
P.O. Box 92818
Southlake, Texas 76092

Contact:  Richard Sandow
Southlake Capital Advisors, Inc.
817-329-5950
rsandow@southcap.net

Richard L. Sandow's CV

Richard Sandow has more than 50 years experience as an investment professional – as a registered broker, supervisor, fixed income specialist, financial and operations principal. He has been engaged more than 750 times by both Claimants and Respondents and has testified in Federal Court and a variety of state courts and arbitration forums. Areas of expertise include supervision, suitability, misrepresentation, churning, investment analysis, structured finance, municipal securities, industry standards, and rules of SEC, FINRA and various state securities boards.
Information:  
Banking and Investment Banking,  Commodities and Futures,  Investments,  Legal and Broker Malpractice,  Mediation,  Risk Assessment, 


Richard L. Sandow's CV

Richard Sandow has more than 50 years experience as an investment professional – as a registered broker, supervisor, fixed income specialist, financial and operations principal. He has been engaged more than 750 times by both Claimants and Respondents and has testified in Federal Court and a variety of state courts and arbitration forums. Areas of expertise include supervision, suitability, misrepresentation, churning, investment analysis, structured finance, municipal securities, industry standards, and rules of SEC, FINRA and various state securities boards.